Enforcement Actions

The Commission has the authority to issue Notices of Violations (NOVs), Closure Orders (COs), Civil Fine Assessments (CFAs), and enter into Settlement Agreements (SAs) with members of the regulated industry for violations relating to the IGRA and its implementing regulations. Subject to such regulations as may be prescribed by the Commission, the Chairman shall have authority to levy and collect appropriate civil fines, not to exceed $25,000 per violation, against the tribal operator of an Indian game or a management contractor engaged in gaming for any violation of any provision of this Act, 25 U.S.C. § 2713(1).

Notices of Violations (NOV), Closure Orders (CO), Civil Fine Assessments (CFA), Settlement Agreements in lieu of Enforcement Actions (SA), Reopen Orders (RO), and Pre-Opening Agreements (POA) from 1999 to date are listed below.

Some of these reports are presented in PDF format which requires the free Acrobat Reader available from Adobe.

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Tracking Title Date Type
CFA-08-05 Crow Creek Tribe 6/27/2008 CFA
SA-08-04 Chippewa Cree Tribe 6/24/2008 SA
NOV-08-09 Absentee Shawnee Tribe 6/24/2008 NOV
NOV-08-08 San Carlos Apache Tribe 5/30/2008 NOV
SA-08-02 Comanche Nation 5/29/2008 SA
SA-08-03 Kalispel Tribe of Indians 5/27/2008 SA
NOV-08-06 Cheyenne & Arapaho Tribes of Oklahoma 5/22/2008 NOV
NOV-08-05 Crow Creek Tribe 5/21/2008 NOV
NOV-08-04 Chippewa Cree Tribe 5/21/2008 NOV
NOV-08-02 Comanche Nation 4/30/2008 NOV
NOV-08-03 Kalispel Tribe of Indians 4/30/2008 NOV
NOV-08-01 Citizen Band of Potawatomi Indians of Oklahoma 4/28/2008 NOV
POA-SA-00-06/00-10 Seminole Nation of Oklahoma 4/2/2008 POA/SA
SA-07-06 Puyallup Tribe of Indians 12/28/2007 SA
NOV-07-06 Puyallup Tribe of Indians 12/6/2007 NOV
SA-07-05 Oglala Sioux Tribe 12/5/2007 SA
SA-07-CTI Crow Tribe of Montana 10/12/2007 SA
NOV-07-05 Oglala Sioux Tribe 9/24/2007 NOV
SA-07-04 Pawnee Nation of Oklahoma 8/23/2007 SA
SA-NIS Nisqually Tribe 8/17/2007 SA
SA-07-03 Squaxin Island Tribe 7/24/2007 SA
NOV-07-04 Pawnee Nation of Oklahoma 7/24/2007 NOV
NOV-07-03 Squaxin Island Tribe 7/3/2007 NOV
SA-06-08 Mark Dunn, Oklahoma Management Enterprises, Inc., Native American Enterprises and Resource Management, Inc., etc. 6/27/2007 SA
CFA-07-02 Ivy Ong & Carlo World Wide Operations, LLC 6/15/2007 CFA
SA-00-09-2 Confederated Indians of the Siletz Tribe of Oregon 5/30/2007 SA
NOV-07-02 Ong, Ivy and Carlo World Wide Operations, L.L.C. 5/16/2007 NOV
NOV-CFA-07-01 Eastern Shawnee Tribe of Oklahoma 2/27/2007 NOV/CFA
SA-06-17 Kaw Nation Settlement Agreement 2/27/2007 SA
SA-PUY/BJS Puyallup Tribe of Indians/BJ's Bingo 1/23/2007 SA
NOV-06-17 Kaw Nation of Oklahoma 1/5/2007 NOV
SA-06-16 Swinomish Indians of Swinomish Reservation 11/21/2006 SA
SA-06-11 Puyallup Tribe of Indians 10/3/2006 SA
SA-06-15 Santa Rosa Rancheria Tachi-Yokut Tribe 9/6/2006 SA
SA-06-10 Crow Indian Tribe 8/22/2006 SA
SA-06-13 Soboba Band of Luiseno Indians 8/18/2006 SA
SA-06-14 Pechanga Band of Luiseno Mission Indians of the Pechanga Reservation 8/17/2006 SA
NOV-06-16 Swinomish Indians of Swinomish Reservation 8/8/2006 NOV
SA-SPO Spokane Tribe of Indians 7/21/2006 SA
NOV-06-15 Santa Rosa Rancheria Tachi-Yokut Tribe 7/20/2006 NOV
NOV-06-12 Assiniboine and Sioux Tribes of the Fort Peck Indian Reservation 7/19/2006 NOV
NOV-06-13 Soboba Band of Luiseno Indians 7/19/2006 NOV
NOV-06-14 Pechanga Band of Luiseno Mission Indians of the Pechanga Reservation 7/19/2006 NOV
POA/SA-06-01 Tonkawa Tribe of Oklahoma 7/5/2006 POA/SA
NOV-06-11 Puyallup Tribe of Indians 6/12/2006 NOV
CFA-06-09 Pascua Yaqui Tribe 5/17/2006 CFA
SA-06-05 Mescalero Apache Tribe 5/9/2006 SA
NOV-06-10 Crow Indian Tribe 4/26/2006 NOV
CFA-06-08 Mr. Dunn, Oklahoma Management Enterprises, Inc. and Native American Enterprises and Resource Management, Inc. 4/12/2006 CFA
CFA-06-06 Edward Street 4/11/2006 CFA
SA-06-02 Coyote Valley Band of Pomo Indians 3/29/2006 SA
NOV-06-09 Pascua Yaqui Tribe 3/29/2006 NOV
SA-06-01 Otoe-Missouria Tribe of Oklahoma 3/20/2006 SA
SA-06-04 Red Lake Band of Chippewa Indians 3/20/2006 SA
NOV-06-08 Marc E. Dunn and Oklahoma Management Enterprises, Inc. 3/8/2006 NOV
SA-06-07 Squaxin Island Tribe 3/8/2006 SA
NOV-06-07 Squaxin Island Tribe 2/6/2006 NOV
NOV-06-06 Tonkawa Tribe of Oklahoma 2/2/2006 NOV
CO 06-01 Tonkawa Tribe of Oklahoma 2/2/2006 CO
NOV-06-04 Red Lake Band of Chippewa Indians 1/31/2006 NOV
NOV-06-05 Mescalero Apache Tribe 1/31/2006 NOV
NOV-06-01 Otoe-Missouria Tribe of Oklahoma 1/18/2006 NOV
NOV-06-03 Marc E. Dunn and Oklahoma Management Enterprises, Inc. 1/18/2006 NOV
NOV-06-02 Coyote Valley Band of Pomo Indians 1/18/2006 NOV
POA-99-01 Apache Tribe of Oklahoma 1/5/2006 POA
POA-00-08 Kiowa Tribe of Oklahoma 8/31/2005 POA
FDO-05-06 Fort Sill Apache Tribe of Oklahoma 8/25/2005 FDO
NOV-05-12 Seneca Nation of Indians 6/16/2005 NOV
SA-NOV-CFA-05-05 Seneca Nation of Indians 6/8/2005 SA
SA-05-03 Hopland Band of Pomo Indians 5/11/2005 SA
CFA-05-06 Fort Sill Apache Tribe of Oklahoma 4/29/2005 CFA
CFA-05-05 Seneca Nation of Indians 4/29/2005 CFA
CFA-05-02 Three Affiliated Tribes of the Fort Berthold Reservation 4/29/2005 CFA
SA-05-10 Ute Mountain Ute Tribe 4/26/2005 SA
SA-05-01 Yakama Indian Nation 4/26/2005 SA
NOV-05-09 Quapaw Tribe of Oklahoma 4/11/2005 NOV
NOV/SA-05-09 Quapaw Tribe of Oklahoma 4/11/2005 NOV/SA
SA-05-04 Sisseton-Wahpeton Oyate of the Lake Traverse Reservation 3/30/2005 SA
NOV-05-08 Fort Peck Reservation 3/16/2005 NOV
SA-05-08 Fort Peck Reservation 3/16/2005 SA
SA-05-07 Bad River Band of Lake Superior 3/16/2005 SA
NOV-05-07 Bad River Band of Lake Superior 3/16/2005 NOV
NOV-05-06 Fort Sill Apache Tribe of Oklahoma 3/16/2005 NOV
NOV-05-11 Standing Rock Sioux Tribe 2/17/2005 NOV
NOV-05-10 Ute Mountain Ute Tribe 2/17/2005 NOV
NOV-05-05 Seneca Nation of Indians 2/17/2005 NOV
NOV-05-04 Sisseton-Wahpeton Oyate of the Lake Traverse Reservation 2/17/2005 NOV
NOV-05-03 Hopland Band of Pomo Indians 2/17/2005 NOV
NOV-05-02 Three Affiliated Tribes of the Fort Berthold Reservation 2/17/2005 NOV
NOV-05-01 Yakama Indian Nation 2/17/2005 NOV
NOV-04-05 Klawock Cooperative Association 8/24/2004 NOV
SA-04-03 Standing Rock Sioux Tribe 8/17/2004 SA
NOV-04-04 San Felipe Pueblo 8/11/2004 NOV
SA-04-02 Crow Tribe of Montana 7/21/2004 SA
NOV-04-03 Standing Rock Sioux Tribe 7/6/2004 NOV
NOV-04-02 Crow Tribe of Montana 6/10/2004 NOV
CO-04-01 Coyote Valley Band of Pomo Indians 6/10/2004 CO
NOV-04-01 / TCO-04-01 Coyote Valley Band of Pomo Indians 6/4/2004 NOV
RO-03-04 Authorization to re-open Seminole Nation gaming facility 3/5/2004 RO
NOV-03-02 - OGPR Sac & Fox Tribe of the Mississippi in Iowa 12/19/2003 NOV
SA/NOV/CO-99-10 Shoalwater Bay Indian Tribe 11/12/2003 NOV
SA-03-01 Santa Clara 6/25/2003 SA
NOV-03-04 Comanche Indian Tribe 6/17/2003 NOV
NOV-03-03 Thlopthlocco Tribal Town 5/30/2003 NOV
NOV-03-02 - CD Sac & Fox Tribe of the Mississippi in Iowa 5/12/2003 NOV
CO-03-02 Sac & Fox Tribe of the Mississippi in Iowa 5/12/2003 CO
NOV-03-02 Sac & Fox Tribe of the Mississippi in Iowa 4/30/2003 NOV
NOV-03-01 Santa Clara 3/4/2003 NOV
SA-02-5161 MultiMedia Settlement Agreement 2/14/2003 SA
SA-02-01 Chickasaw Nation 1/7/2003 SA
CFA-00-10 Seminole Nation of Oklahoma 8/13/2002 CFA
CFA-99-05 Cherokee Nation of Oklahoma 7/16/2002 CFA
NOV-02-05 Chickasaw Nation 6/17/2002 NOV
NOV-02-04 Seneca Nation of Indian 5/30/2002 NOV
NOV 01-01 - MDO Colorado River Indian Tribe 5/30/2002 NOV
NDO-99-05 Cherokee Nation of Oklahoma 5/24/2002 NDO
CO-02-03 Ponca Tribe of Oklahoma 5/8/2002 CO
NOV/CO-02-03 Ponca Tribe of Oklahoma 5/1/2002 NOV
CFA-01-02 Seminole Nation of Oklahoma 4/26/2002 CFA
NOV-02-01 Comanche Indian Tribe 3/29/2002 NOV
SA-00-09 Siletz Indians of Oregon 5/30/2001 SA
SA-01-01 Coyote Valley Band of Pomo Indians 5/18/2001 SA
NOV-01-02 Seminole Nation of Oklahoma 5/18/2001 NOV
CFA-00-06 Seminole Nation of Oklahoma 8/17/2000 CFA
CFA-00-09 Siletz Indians of Oregon 8/9/2000 CFA
NOV-00-09 Siletz Indians of Oregon 6/15/2000 NOV
NOV-CO-00-06 Seminole Nation of Oklahoma 5/30/2000 NOV
SA-00-07 Seminole of Florida 5/25/2000 NOV/CO/SA
NOV-00-1/CO-00-1 Absentee Shawnee Tribe of Oklahoma 4/1/2000 NOV
SA-YAK Yakama Nation 2/11/2000 SA
CFA-00-01 Absentee Shawnee Tribe of Oklahoma 2/3/2000 CFA
NOV-00-03 Kiowa Tribe of Oklahoma 1/19/2000 NOV
NOV-99-33 Seneca Junction 11/18/1999 NOV
NOV-99-31 Hoag's Smoke Shop (Car Wash) 11/18/1999 NOV
NOV-99-22 Two-Way Thru Smoke Shop 9/15/1999 NOV
NOV-99-21 Iroquois Smoke Shop 9/15/1999 NOV
NOV-99-20 Southern Pines 9/15/1999 NOV
NOV-99-19 Big Indian Smoke Shop 9/15/1999 NOV
NOV-99-18 Sandy's 9/15/1999 NOV
NOV-99-17 Lou Ann's Smoke Shop 9/15/1999 NOV
NOV-99-16 Penalty Box 9/15/1999 NOV
NOV-99-15 J.R.'s Smoke Shop 9/15/1999 NOV
NOV-99-14 Triple J's 9/15/1999 NOV
NOV-99-13 J.R.'s II Smoke Shop 9/15/1999 NOV
NOV-99-12 Native Pride 9/15/1999 NOV
NOV-99-11 Seneca Hawk Truck Stop 9/15/1999 NOV
NOV-99-26 Seneca Smoke Shop 9/14/1999 NOV
NOV-99-25 American Indian Crafts 9/14/1999 NOV
NOV-99-29 Iroquois Station 9/14/1999 NOV
NOV-99-28 Peace Pipe Tobacco 9/14/1999 NOV
NOV-99-27 Seneca Hawk Petro Mart 9/14/1999 NOV
NOV-99-24 M & M Smoke Shop 9/14/1999 NOV
NOV-99-23 Oil Springs Corner Store 9/14/1999 NOV
NOV-99-10 Shoalwater Bay Indian Tribe 8/5/1999 NOV
NOV/CO-99-04 Choctaw Nation of Oklahoma 7/8/1999 NOV/CO
NOV/CO-99-05 Cherokee Nation of Oklahoma 5/20/1999 NOV
NOV-99-32 M & M Smoke Shop 5/12/1999 NOV
NOV-99-30 Cloud & Company 5/11/1999 NOV
NOV-99-06 Kiowa Tribe of Oklahoma 4/1/1999 NOV
CO-99-06 Kiowa Tribe of Oklahoma 4/1/1999 CO
NOV-99-07 Comanche Indian Tribe 4/1/1999 NOV
CO-99-07 Comanche Indian Tribe 4/1/1999 CO
NOV-99-08 Ponca Tribe of Oklahoma 4/1/1999 NOV
NOV-99-09 Delaware Tribe of Western Oklahoma 4/1/1999 NOV
CO-99-09 Delaware Tribe of Western Oklahoma 4/1/1999 CO
NOV-99-03 Seminole Nation of Oklahoma 4/1/1999 NOV
CFA-99-03 Seminole Nation of Oklahoma 4/1/1999 CFA
CFA 99-02 Twenty-Nine Palms Band of Mission Indians 2/17/1999 CFA
NOV-99-02 Twenty-Nine Palms Band of Mission Indians 1/14/1999 NOV
NOV/CO-99-01 Apache Tribe of Oklahoma 12/8/1998 NOV
NOV-99-37 JWS Enterprises